SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported): February 3, 2009
3DIcon
Corporation
(Exact
name of registrant as specified in charter)
|
Oklahoma
(State
or other jurisdiction of incorporation)
|
333-143761
(Commission
File
Number)
|
73-1479206
(IRS
Employer
Identification
No.)
|
|
6804 South Canton Avenue, Suite
150
Tulsa, OK
(Address
of principal executive offices)
|
74136
(Zip
Code)
|
Registrant’s
telephone number, including area code: (918) 494-0505
Gregory
Sichenzia, Esq.
Sichenzia
Ross Friedman Ference LLP
61
Broadway, 32nd
Floor
New York,
New York 10006
Phone:
(212) 930-9700
Fax:
(212) 930-9725
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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|
Item
5.02.
|
DEPARTURE
OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF
CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN
OFFICERS.
|
On February 3, 2009, Vivek Bhaman
resigned as President, Chief Operating Officer and Treasurer of 3DIcon
Corporation (the “Company”). Mr. Bhaman’s resignation shall be
effective immediately. In connection with his resignation, the Company agreed to
waive certain provisions of Mr. Bhaman’s employment agreement which prevented
him from continuing to serve as a Director of the Company following the
termination of his employment. Accordingly, Mr. Bhaman shall continue
to serve as a Director of the Company.
On February 9, 2009, the Board of
Directors of the Company appointed James N. Welsh to serve as the Company’s
Interim Chief Operating Officer and Interim Treasurer. His
appointment shall be effective as of March 1, 2009. Mr. Welsh is 66
years old. He is the founder and principal of Welsh & Associates,
a consulting firm which provides financial and management consulting
services. He also currently serves as the interim president of
TriCord Hurricane Holdings, Inc. In addition, Mr. Welsh served as
Chief Financial Officer of Global Safety Labs, Inc. from January, 2007 through
August, 2007. He also served as the Chief Financial Officer of
American Container Net, Inc. from October, 2003 through August,
2005.
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SIGNATURES
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
| 3DIcon Corporation | |||
|
Dated:
February 9, 2009
|
By:
|
/s/ Martin Keating | |
| Name: Martin Keating | |||
| Title: Chief Executive Officer | |||
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