SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date
of
Report (Date of earliest event reported): October 4, 2007
3DIcon
Corporation
(Exact
name of registrant as specified in charter)
|
Oklahoma
(State
or other jurisdiction of incorporation)
|
333-
(Commission
File
Number)
|
73-1479206
(IRS
Employer
Identification
No.)
|
|
7505
S. Sandusky
Tulsa,
OK
(Address
of principal executive offices)
|
74136
(Zip
Code)
|
Registrant’s
telephone number, including area code: (918) 492-5082
Gregory
Sichenzia, Esq.
Sichenzia
Ross Friedman Ference LLP
61
Broadway, 32nd
Floor
New
York,
New York 10006
Phone:
(212) 930-9700
Fax:
(212) 930-9725
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
| o |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR
230.425)
|
| o |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
| o |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR
240.14d-2(b))
|
| o |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR
240.13e-4(c))
|
Item
5.02. DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS;
APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
Effective
on October 4, 2007, Philip Somu resigned from the Company’s board of directors
and from his position as the Company’s director of technology, Vice-President
and Treasurer.
Vivek
Bhaman, the Company’s president and Chief Operating, has been appointed
Treasurer of the Company.
On
October 9, 2007, Lawrence Field was appointed to the Company’s board of
directors. Mr. Field is the cofounder, along with Charles Stephenson, Jr.,
and
managing director of Regent Private Capital LCC, an investment management firm
that invests globally through offices in New York City and Tulsa. Regent’s
current technology investments include positions in 3DIcon. Prior
to
confounding Regent, Mr. Field was vice president of Capital Advisors, Inc.,
an
investment management firm. Mr. Field holds a B.S. degree from the University
of
Texas at Austin.
On
September 7, 2006 Regent Private Capital purchased a convertible debenture
in
the principal amount of $100,000 from the Company. The Debenture had a
conversion price of $0.05 per share and has been converted into 2,146,660 shares
of the Company’s common stock. Regent
Private Capital has provided consulting services to the Company.
SIGNATURES
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
| 3DIcon Corporation | ||
| |
|
|
| Dated: October 11, 2007 | By: | /s/ Martin Keating |
|
Name: Martin Keating |
||
| Title: Chief Executive Officer | ||